www.goodwinlaw.com
  • Subscribe
MENU
  • Home
  • Sitemap
  • Subscribe

FinReg + Policy Watch

  • July 20, 2022
  • Nick Losurdo
  • ATSs, Broker-Dealers, Digital Assets, Exchanges, FINRA, Fixed Income, Proposed Rulemaking, SEC

Our recent client alert discusses whether the SEC’s proposals to expand the “exchange” and “dealer” definitions are part of the agency’s crypto and defi strategy.

 

← Previous Post Next Post →

Comments are closed.

Featured Contributor:

Nicholas Losurdo

Featured Contributor: Nicholas Losurdo

Subscribe

Sign up to receive our mailings! Stay on top of industry news, including regulatory developments and other issues affecting our clients and the financial regulatory industry.

Press

Please contact Somna Maraj if you are interested in speaking to one of our bloggers.

Editors

  • Nick Losurdo

Categories

  • ATSs
  • Banking
  • Bitcoin
  • Blockchain
  • Broker-Dealers
  • Capitol Hill
  • CFPB
  • CFTC
  • Climate
  • Cybersecurity
  • Derivatives
  • Digital Assets
  • DOJ
  • DOL
  • Enforcement + Litigation
  • ERISA
  • ESG
  • Exchanges
  • Federal Reserve
  • FinCEN
  • Finders
  • FINRA
  • Fintech
  • Fixed Income
  • Industry Events
  • Investment Advisers
  • Mutual Funds + ETFs
  • OCC
  • Options
  • Personnel Changes
  • Privacy + Cybersecurity
  • Private Funds
  • Proposed Rulemaking
  • RegTech
  • Regulatory Exemptions and Relief
  • Regulatory Guidance
  • Retirement Plans
  • SEC
  • Seniors
  • State Laws
  • Swaps
  • Uncategorized

Sign Up for Goodwin Updates

ATTORNEY ADVERTISING  LEGAL NOTICES  SITEMAP

Copyright © 2023 Goodwin Procter LLP